Date authorised
1 April 2013
Companies House
OC309481
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Grove Mews
    London
    Hammersmith And Fulham
    W6 7HS
    UNITED KINGDOM
    Phone
    +4402031434000
  • Complaints Contact

    6 Grove Mews
    London
    Hammersmith And Fulham
    W6 7HS
    UNITED KINGDOM
    Phone
    +4402031434000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Bramdean Group LLP

    IRN XXB01013

    • CF4 Partner (17 Dec 2004 to 19 Nov 2009)
  • Alan Edward Armstrong

    IRN AXA02525

    • CF30 Customer (7 Feb 2022 to 25 Apr 2024)
  • Alexander Craig House

    IRN ACH01191

    • CF30 Customer (1 Feb 2016 to 24 Jan 2017)
  • Alexander James Woolgar

    IRN AXW06428

    • SMF27 Partner (9 Dec 2019 to 21 Jan 2021)
    • CF4 Partner (1 Nov 2018 to 8 Dec 2019)
  • Alexander John McLean Fenton

    IRN AJF01261

    • CF30 Customer (2 Sep 2013 to 5 Dec 2014)
  • Amanda Elizabeth Singleton Cayley McCrystal

    IRN AEM01104

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF4 Partner (2 Apr 2007 to 4 May 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
    • CF26 Customer Trading (7 Apr 2006 to 26 Mar 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2005 to 26 Mar 2007)
  • Andrew Edward Green

    IRN AEG01027

    • CF30 Customer (1 Nov 2007 to 6 Jun 2013)
    • CF21 Investment Adviser (28 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (28 Sep 2007 to 31 Oct 2007)
  • Andrew Malcolm Bye

    IRN AMB01304

    • SMF27 Partner (since 14 Aug 2023)
  • Christopher Matthew Hyde

    IRN CMH01111

    • CF10 Compliance Oversight (18 Aug 2006 to 18 May 2007)
    • CF11 Money Laundering Reporting (18 Aug 2006 to 18 May 2007)
    • CF13 Finance (18 Aug 2006 to 18 May 2007)
    • CF27 Investment Management (18 Aug 2006 to 18 May 2007)
    • CF4 Partner (18 Aug 2006 to 18 May 2007)
  • Derek Alan Higgs

    IRN DAH01115

    • CF30 Customer (1 Nov 2007 to 28 Apr 2008)
    • CF21 Investment Adviser (17 Dec 2004 to 31 Oct 2007)
    • CF4 Partner (17 Dec 2004 to 10 Aug 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.