Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (18 Aug 2006 to 18 May 2007)
- CF11 Money Laundering Reporting (18 Aug 2006 to 18 May 2007)
- CF13 Finance (18 Aug 2006 to 18 May 2007)
- CF27 Investment Management (18 Aug 2006 to 18 May 2007)
- CF4 Partner (18 Aug 2006 to 18 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.