Alexander Craig House

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Raymond James Financial International Limited
FRN 188244
- [FCA CF] Client dealing (since 1 Feb 2022)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (1 Nov 2016 to 23 Oct 2017)
Bramdean Asset Management LLP (no longer approved here)
FRN 410624
- CF30 Customer (1 Feb 2016 to 24 Jan 2017)
IW Capital Limited (no longer approved here)
FRN 590000
- (12)Employed By (1 Feb 2016 to 23 Oct 2017)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.