Bramdean Asset Management LLP

Date authorised
1 April 2013
Companies House
OC309481
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Grove Mews
    London
    Hammersmith And Fulham
    W6 7HS
    UNITED KINGDOM
    Phone
    +4402031434000
    Web
    https://www.bramdeanam.com

  • Complaints Contact

    6 Grove Mews
    London
    Hammersmith And Fulham
    W6 7HS
    UNITED KINGDOM
    Phone
    +4402031434000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Enrico, Antonio, Crisologo Alvares

    IRN EAA01035

    • CF30 Customer (28 May 2014 to 5 Dec 2014)
  • Grant Whitlock

    IRN GJW01116

    • CF30 Customer (25 Oct 2012 to 1 Dec 2013)
  • Henry Jonah Lewis

    IRN HXL00157

    • CF30 Customer (9 Feb 2023 to 16 Oct 2023)
  • Jack David Mccarthy

    IRN JXM17571

    • CF30 Customer (7 Feb 2022 to 31 Oct 2022)
  • Jacqueline Smith

    IRN JXS02057

    • CF30 Customer (18 Jun 2012 to 6 Jun 2013)
  • James Robert Elks

    IRN JRE01068

    • CF22 Investment Adviser (Trainee) (10 Aug 2006 to 16 Nov 2007)
  • Khawaja Faisal Rafi

    IRN KFR01017

    • CF30 Customer (1 Nov 2007 to 3 Sep 2008)
    • CF21 Investment Adviser (5 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (5 Jan 2006 to 31 Oct 2007)
  • Laura Elizabeth Jones

    IRN LEO01002

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (20 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jul 2007 to 13 Nov 2009)
  • Luke David Stuart Davis

    IRN LDD01011

    • CF3 Chief Executive (AR) (2 Feb 2022 to 25 Apr 2024)
    • CF30 Customer (2 Feb 2022 to 25 Apr 2024)
    • CF1 Director (AR) (2 Feb 2022 to 25 Apr 2024)
  • Malcolm Peter Speight Barton

    IRN MPB01074

    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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