James Robert Elks

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NORDEA ASSET MANAGEMENT UK LTD.
FRN 815140
- [FCA CF] Client dealing (since 4 Nov 2024)
Royal London Asset Management Limited (no longer approved here)
FRN 141665
- [FCA CF] Client dealing (17 Jul 2024 to 1 Sep 2024)
- [FCA CF] Significant management (7 Jun 2022 to 16 Jul 2024)
J O Hambro Capital Management Limited (no longer approved here)
FRN 147406
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2022)
Bramdean Asset Management LLP (no longer approved here)
FRN 410624
- CF22 Investment Adviser (Trainee) (10 Aug 2006 to 16 Nov 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.