Bramdean Asset Management LLP

Date authorised
1 April 2013
Companies House
OC309481
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Grove Mews
    London
    Hammersmith And Fulham
    W6 7HS
    UNITED KINGDOM
    Phone
    +4402031434000
    Web
    https://www.bramdeanam.com

  • Complaints Contact

    6 Grove Mews
    London
    Hammersmith And Fulham
    W6 7HS
    UNITED KINGDOM
    Phone
    +4402031434000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Geoffrey Pearson

    IRN MGP01087

    • CF30 Customer (1 May 2020 to 11 Oct 2021)
  • Martin Francis Damian Baker

    IRN MXB07849

    • SMF27 Partner (9 Dec 2019 to 1 Nov 2022)
    • CF4 Partner (14 Nov 2018 to 8 Dec 2019)
  • Matthew Peter Taylor

    IRN MPT01041

    • CF30 Customer (10 Apr 2012 to 6 Nov 2012)
  • Matthew Sean Burke

    IRN MSB01135

    • CF30 Customer (1 Jun 2023 to 25 Apr 2024)
  • Michael Adam Wilson

    IRN MAW01332

    • CF30 Customer (14 Feb 2014 to 1 Apr 2014)
  • Michael James Higley

    IRN MDH01157

    • CF30 Customer (2 Feb 2022 to 24 Apr 2024)
  • Michael Worthy Kinney

    IRN MWK01007

    • CF21 Investment Adviser (17 Dec 2004 to 5 Oct 2007)
    • CF4 Partner (17 Dec 2004 to 5 Oct 2007)
    • CF27 Investment Management (17 Dec 2004 to 5 Oct 2007)
  • Nichola Jane Higgins

    IRN NJH01229

    • CF4 Partner (24 Apr 2014 to 5 Dec 2014)
    • CF28 Systems and controls (13 May 2013 to 5 Dec 2014)
    • CF11 Money Laundering Reporting (13 May 2013 to 5 Dec 2014)
    • CF10 Compliance Oversight (13 May 2013 to 5 Dec 2014)
  • Nicholas St John Thurlow

    IRN NXT00079

    • SMF27 Partner (5 Jul 2021 to 23 Apr 2024)
  • Nicola Karina Christina Horlick

    IRN NKH01003

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (25 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 May 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (17 Dec 2004 to 31 Oct 2007)
    • CF27 Investment Management (17 Dec 2004 to 31 Oct 2007)
    • CF3 Chief Executive (17 Dec 2004 to 8 Dec 2019)
    • CF4 Partner (17 Dec 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (17 Dec 2004 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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