Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2023)
    • CF30 Customer (1 May 2008 to 8 Dec 2019)
  • Bramdean Asset Management LLP (no longer approved here)

    FRN 410624

    • CF21 Investment Adviser (17 Dec 2004 to 5 Oct 2007)
    • CF27 Investment Management (17 Dec 2004 to 5 Oct 2007)
    • CF4 Partner (17 Dec 2004 to 5 Oct 2007)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (1 Dec 2001 to 19 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.