Bramdean Asset Management LLP

Date authorised
1 April 2013
Companies House
OC309481
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Grove Mews
    London
    Hammersmith And Fulham
    W6 7HS
    UNITED KINGDOM
    Phone
    +4402031434000
    Web
    https://www.bramdeanam.com

  • Complaints Contact

    6 Grove Mews
    London
    Hammersmith And Fulham
    W6 7HS
    UNITED KINGDOM
    Phone
    +4402031434000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pandora Edmiston

    IRN PXE01194

    • CF30 Customer (8 Nov 2013 to 8 Dec 2019)
  • Paul Nicholas Osborne

    IRN PNO01003

    • CF4 Partner (17 Dec 2004 to 23 Feb 2007)
    • CF27 Investment Management (17 Dec 2004 to 23 Feb 2007)
    • CF21 Investment Adviser (17 Dec 2004 to 23 Feb 2007)
  • Philippa Margaret Knight

    IRN PMK01016

    • CF4 Partner (17 Dec 2004 to 31 Jul 2006)
    • CF21 Investment Adviser (17 Dec 2004 to 31 Jul 2006)
    • CF27 Investment Management (17 Dec 2004 to 31 Jul 2006)
  • Rachel Green

    IRN RXD01231

    • CF4 Partner (20 May 2015 to 3 Oct 2016)
    • CF30 Customer (1 Nov 2007 to 3 Oct 2016)
    • CF27 Investment Management (28 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Apr 2005 to 10 Aug 2006)
  • Richard Matthew Stewart

    IRN RMS01187

    • CF11 Money Laundering Reporting (16 Nov 2009 to 1 May 2013)
    • CF10 Compliance Oversight (16 Nov 2009 to 1 May 2013)
    • CF28 Systems and controls (1 Nov 2007 to 1 May 2013)
    • CF13 Finance (11 Sep 2007 to 31 Oct 2007)
  • Robert Austin Guest

    IRN RAG01047

    • CF4 Partner (17 Dec 2004 to 10 Aug 2006)
    • CF11 Money Laundering Reporting (17 Dec 2004 to 10 Aug 2006)
  • Roy S Kuo

    IRN RSK01040

    • CF30 Customer (1 Nov 2007 to 13 Nov 2009)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • Sanford Garland Henry

    IRN SGH01063

    • CF21 Investment Adviser (13 Nov 2006 to 31 Jul 2007)
  • Stephan James Breban

    IRN SJB01542

    • CF30 Customer (25 Jul 2008 to 16 Sep 2008)
  • Steve Lazarus

    IRN SXL02141

    • CF30 Customer (17 Jul 2019 to 12 Feb 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.