Matthew Peter Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rockpool Investments LLP

    FRN 572300

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Aug 2025)
    • CF10a CASS Oversight function (21 Apr 2015 to 8 Dec 2019)
    • CF3 Chief Executive (5 Nov 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Nov 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2012 to 8 Dec 2019)
    • CF4 Partner (5 Nov 2012 to 8 Dec 2019)
  • Bramdean Asset Management LLP (no longer approved here)

    FRN 410624

    • CF30 Customer (10 Apr 2012 to 6 Nov 2012)
  • Foresight Group LLP (no longer approved here)

    FRN 198020

    • CF30 Customer (1 Nov 2007 to 12 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 12 Oct 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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