Nicola Karina Christina Horlick

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bramdean Asset Management LLP

    FRN 410624

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (25 Mar 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 May 2005 to 30 Sep 2018)
    • CF4 Partner (17 Dec 2004 to 8 Dec 2019)
    • CF3 Chief Executive (17 Dec 2004 to 8 Dec 2019)
    • CF27 Investment Management (17 Dec 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Dec 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 Dec 2004 to 31 Oct 2007)
  • Denmark Square Limited

    FRN 727325

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (3 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Feb 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (3 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Feb 2017 to 8 Dec 2019)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • CF2 Non Executive Director (13 Jan 2016 to 1 Aug 2016)
  • Rockpool Investments LLP (no longer approved here)

    FRN 572300

    • CF30 Customer (5 Nov 2012 to 8 Jun 2015)
    • CF4 Partner (5 Nov 2012 to 8 Jun 2015)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF2 Non Executive Director (1 Dec 2001 to 20 Oct 2003)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF27 Investment Management (1 Dec 2001 to 30 Jul 2003)
    • CF1 Director (1 Dec 2001 to 30 Jul 2003)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF8 Apportionment and Oversight (1 Dec 2001 to 21 May 2002)
    • CF3 Chief Executive (1 Dec 2001 to 21 May 2002)
    • CF27 Investment Management (1 Dec 2001 to 30 Jul 2003)
    • CF1 Director (1 Dec 2001 to 30 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.