Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rockpool Investments LLP
FRN 572300
- [FCA CF] Client dealing (since 1 Jan 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (28 Aug 2013 to 8 Dec 2019)
- CF4 Partner (28 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2013)
- CF27 Investment Management (28 Sep 2007 to 31 Oct 2007)
- CF21 Investment Adviser (28 Sep 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 24 Mar 2005)
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- CF27 Investment Management (1 Dec 2001 to 24 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.