Date authorised
1 April 2013
Companies House
00090776
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588
  • Complaints Contact

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeffrey Lawrence Cotton

    IRN JXC08635

    • SMF16 Compliance Oversight (30 Jun 2021 to 1 May 2025)
  • Jennifer O'Brien

    IRN JXO00091

    • [FCA CF] Significant management (1 Mar 2021 to 10 Jul 2022)
  • Joanne Wooster

    IRN JXW00397

    • [FCA CF] Manager of certification employee (17 Jul 2020 to 31 Mar 2022)
    • [FCA CF] Client dealing (17 Jul 2020 to 21 Mar 2022)
  • John Christopher Atkin

    IRN JCA01057

    • [FCA CF] Client dealing (9 Jul 2020 to 1 Jun 2022)
  • John Hamilton Goddard

    IRN JHG01050

    • CF1 Director (13 Sep 2004 to 8 Jul 2005)
  • John James Edmund Pascoe

    IRN JJP01068

    • [FCA CF] Client dealing (since 20 May 2021)
  • John Lynch

    IRN JXL00488

    • [FCA CF] Functions requiring qualifications (17 Feb 2022 to 8 Aug 2024)
  • John Richard Talbot

    IRN JRT01054

    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Sep 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Sep 2008)
    • CF1 Director (1 Dec 2001 to 12 Jul 2013)
  • John Weavers

    IRN JXW02201

    • [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
  • John William Euers

    IRN JWE01031

    • [FCA CF] Material risk taker (2 Feb 2023 to 1 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.