Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (17 Jul 2020 to 21 Mar 2022)
    • [FCA CF] Manager of certification employee (17 Jul 2020 to 31 Mar 2022)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (17 Jul 2020 to 21 Mar 2022)
    • [FCA CF] Manager of certification employee (17 Jul 2020 to 31 Mar 2022)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Client dealing (17 Jul 2020 to 21 Mar 2022)
    • [FCA CF] Manager of certification employee (17 Jul 2020 to 31 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.