Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF1 Director (28 Aug 2007 to 12 Jun 2008)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • CF1 Director (1 Dec 2001 to 12 Jul 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Sep 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Sep 2008)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • CF1 Director (1 Dec 2001 to 12 Jul 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Sep 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Sep 2008)
  • M & G Financial Services Limited (no longer approved here)

    FRN 122058

    • CF1 Director (1 Dec 2001 to 12 Jul 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Sep 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.