M & G Securities Limited

Date authorised
1 April 2013
Companies House
00090776
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588
    Web
    https://www.mandg.co.uk

  • Complaints Contact

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John William Olsen

    IRN JWO01020

    • [FCA CF] Material risk taker (since 2 Feb 2023)
  • Jonathan Carl Leslie Willcocks

    IRN JCW01087

    • [FCA CF] Significant management (13 Jul 2020 to 7 Jan 2022)
  • Jonathan Lee

    IRN JXL00296

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 27 Jun 2021)
  • Jonathan Mark Brewis Daniels

    IRN JMD01130

    • [FCA CF] Material risk taker (2 Feb 2023 to 3 Apr 2023)
    • [FCA CF] Manager of certification employee (2 Feb 2023 to 13 Mar 2023)
  • Juan Martin Herbon

    IRN JXH00719

    • [FCA CF] Manager of certification employee (since 22 Aug 2024)
  • Katie Hammond

    IRN KXH00357

    • [FCA CF] Client dealing (since 24 Oct 2022)
  • Lauren Marshall

    IRN LXM00725

    • [FCA CF] CASS oversight function (since 9 Jan 2025)
  • Laurence John Mumford

    IRN LJM01119

    • SMF1 Chief Executive (since 14 May 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (6 Jul 2020 to 12 Mar 2025)
    • CF11 Money Laundering Reporting (15 Mar 2012 to 8 Jan 2017)
    • CF1 Director (17 Dec 2004 to 8 Dec 2019)
  • Lavinia Darby

    IRN LUM00001

    • CF10 Compliance Oversight (24 Sep 2008 to 23 Dec 2011)
    • CF1 Director (24 Sep 2008 to 23 Dec 2011)
    • CF11 Money Laundering Reporting (24 Sep 2008 to 23 Dec 2011)
  • Lee Dineen

    IRN LXD00131

    • [FCA CF] Client dealing (17 Jul 2020 to 26 Jun 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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