Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • CF1 Director (24 Sep 2008 to 23 Dec 2011)
    • CF10 Compliance Oversight (24 Sep 2008 to 23 Dec 2011)
    • CF11 Money Laundering Reporting (24 Sep 2008 to 23 Dec 2011)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • CF1 Director (24 Sep 2008 to 23 Dec 2011)
    • CF10 Compliance Oversight (24 Sep 2008 to 23 Dec 2011)
    • CF11 Money Laundering Reporting (24 Sep 2008 to 23 Dec 2011)
  • M & G Financial Services Limited (no longer approved here)

    FRN 122058

    • CF1 Director (24 Sep 2008 to 23 Dec 2011)
    • CF10 Compliance Oversight (24 Sep 2008 to 23 Dec 2011)
    • CF11 Money Laundering Reporting (24 Sep 2008 to 23 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.