Laurence John Mumford

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & G Securities Limited

    FRN 122057

    • SMF1 Chief Executive (since 14 May 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (6 Jul 2020 to 12 Mar 2025)
    • CF11 Money Laundering Reporting (15 Mar 2012 to 8 Jan 2017)
    • CF1 Director (17 Dec 2004 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Material risk taker (since 6 Feb 2023)
    • [FCA CF] Significant management (22 Jul 2020 to 3 May 2022)
    • CF11 Money Laundering Reporting (15 Mar 2012 to 5 Nov 2013)
    • CF1 Director (17 Dec 2004 to 5 Nov 2013)
  • M & G Financial Services Limited

    FRN 122058

    • SMF9 Chair of the Governing Body (since 6 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Mar 2012 to 8 Jan 2017)
    • CF1 Director (17 Dec 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.