Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 22 Mar 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 7 Aug 2020)
    • [FCA CF] Manager of certification employee (7 Aug 2020 to 25 May 2021)
    • CF30 Customer (7 Dec 2007 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 22 Mar 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 7 Aug 2020)
    • [FCA CF] Manager of certification employee (7 Aug 2020 to 25 May 2021)
    • CF30 Customer (9 Sep 2017 to 8 Dec 2019)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Material risk taker (2 Feb 2023 to 1 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.