Jeffrey Lawrence Cotton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited
FRN 119178
- SMF4 Chief Risk (since 6 May 2025)
Aviva Investors UK Fund Services Limited
FRN 119310
- SMF4 Chief Risk (since 6 May 2025)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- SMF16 Compliance Oversight (30 Jun 2021 to 1 May 2025)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- SMF16 Compliance Oversight (30 Jun 2021 to 1 May 2025)
M & G Securities Limited (no longer approved here)
FRN 122057
- SMF16 Compliance Oversight (30 Jun 2021 to 1 May 2025)
M & G Financial Services Limited (no longer approved here)
FRN 122058
- SMF16 Compliance Oversight (30 Jun 2021 to 1 May 2025)
abrdn Fund Managers Limited (no longer approved here)
FRN 121803
- SMF4 Chief Risk (16 Aug 2020 to 12 Feb 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
- CF10 Compliance Oversight (5 Feb 2019 to 8 Dec 2019)
abrdn Investments Limited (no longer approved here)
FRN 121891
- SMF4 Chief Risk (16 Aug 2020 to 12 Feb 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
- CF10 Compliance Oversight (5 Feb 2019 to 8 Dec 2019)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- SMF4 Chief Risk (16 Aug 2020 to 12 Feb 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
- CF10 Compliance Oversight (5 Feb 2019 to 8 Dec 2019)
Patria Capital Partners LLP (no longer approved here)
FRN 469934
- SMF16 Compliance Oversight (31 Jan 2020 to 12 Feb 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.