Jeffrey Lawrence Cotton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • SMF16 Compliance Oversight (31 Jan 2020 to 12 Feb 2021)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
    • CF10 Compliance Oversight (5 Feb 2019 to 8 Dec 2019)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Feb 2021)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Feb 2021)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Feb 2021)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Feb 2021)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Feb 2021)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • SMF4 Chief Risk (31 Oct 2019 to 12 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.