Date authorised
1 April 2013
Companies House
00090776
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588
  • Complaints Contact

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shane Kelly

    IRN SXK16218

    • [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
  • Simon Charles Ellis

    IRN SCE01018

    • SMF9 Chair of the Governing Body (since 12 Mar 2025)
  • Simon Dracas

    IRN SXD00304

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 31 Mar 2026)
  • Sophie Jones

    IRN SXJ00396

    • [FCA CF] Client dealing (since 2 Feb 2023)
  • Spencer Lee Horgan

    IRN SLH01058

    • [FCA CF] Material risk taker (15 Feb 2023 to 16 Feb 2024)
    • [FCA CF] Manager of certification employee (15 Feb 2021 to 15 Feb 2023)
    • [FCA CF] Significant management (15 Feb 2021 to 16 Feb 2024)
  • Stefan Isaacs

    IRN IXS01271

    • [FCA CF] Material risk taker (since 2 Feb 2023)
    • [FCA CF] Manager of certification employee (since 2 Feb 2023)
  • Stephen Beckett

    IRN SXB00531

    • [FCA CF] Functions requiring qualifications (10 Aug 2020 to 1 Aug 2024)
  • Stephen Kelly

    IRN SXK00254

    • [FCA CF] Client dealing (21 Jul 2020 to 31 Mar 2026)
  • Stephen Terence Mohan

    IRN STM01036

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Dec 2002)
  • Steven Andrew

    IRN SXA01769

    • [FCA CF] Material risk taker (2 Feb 2023 to 31 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.