Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • SMF24 Chief Operations (27 Apr 2023 to 17 Oct 2023)
    • [FCA CF] Manager of certification employee (12 Jan 2022 to 31 Mar 2026)
    • [FCA CF] Significant management (9 Sep 2020 to 31 Mar 2026)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Manager of certification employee (1 Nov 2022 to 31 Mar 2026)
    • [FCA CF] Significant management (9 Sep 2020 to 31 Mar 2026)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 31 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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