Date authorised
1 April 2013
Companies House
00090776
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588
  • Complaints Contact

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +442076264588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Mark Rhodes

    IRN SMR01121

    • [FCA CF] Material risk taker (since 2 Feb 2023)
  • Sunita Dey

    IRN SXD02298

    • [FCA CF] Client dealing (22 Jul 2020 to 6 Mar 2023)
  • Thomas Tillett

    IRN TXT00085

    • [FCA CF] Client dealing (12 Aug 2020 to 14 Dec 2021)
  • Tim Page

    IRN TFP01007

    • SMF16 Compliance Oversight (since 22 Sep 2025)
  • Tony Sakari Finding

    IRN TSF01003

    • [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
  • Tristan Oliver Vernon Hanson

    IRN TOH01003

    • [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
  • Valeria Locatelli

    IRN VXL01173

    • [FCA CF] Significant management (15 Feb 2020 to 14 Jul 2020)
  • Wayne Sawyers

    IRN WXS00091

    • [FCA CF] Client dealing (since 16 Aug 2021)
  • William John Nott

    IRN WJN01011

    • CF3 Chief Executive (5 Jun 2006 to 17 Dec 2017)
    • CF8 Apportionment and Oversight (5 Jun 2006 to 31 Mar 2009)
    • CF1 Director (27 Mar 2006 to 17 Dec 2017)
    • CF2 Non Executive Director (1 Dec 2001 to 27 Mar 2006)
  • William Swan

    IRN WXS00178

    • [FCA CF] Client dealing (since 8 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.