- IRN
- TFP01007
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M&G Investment Management Limited
FRN 119328
- SMF16 Compliance Oversight (since 22 Sep 2025)
-
- SMF16 Compliance Oversight (since 22 Sep 2025)
-
M & G Securities Limited
FRN 122057
- SMF16 Compliance Oversight (since 22 Sep 2025)
-
M & G Financial Services Limited
FRN 122058
- SMF16 Compliance Oversight (since 22 Sep 2025)
-
- [FCA CF] Manager of certification employee (21 Sep 2022 to 3 Sep 2025)
- [FCA CF] Significant management (21 Sep 2022 to 3 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.