Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 12 Aug 2020)
- [FCA CF] Material risk taker (12 Aug 2020 to 27 Feb 2023)
- CF30 Customer (20 Jul 2016 to 8 Dec 2019)
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- [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
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- [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
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- CF30 Customer (1 Feb 2012 to 6 Mar 2016)
- CF29 Significant management (1 Feb 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.