Stephen Terence Mohan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2020)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Oct 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2020)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2020)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2020)
  • Calastone Limited (no longer approved here)

    FRN 487428

    • CF1 Director (27 Oct 2017 to 3 Aug 2018)
  • Allfunds Bank S.A.U (no longer approved here)

    FRN 444580

    • CF29 Significant management (30 Dec 2013 to 16 Jul 2015)
    • CF30 Customer (30 Dec 2013 to 16 Jul 2015)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF1 Director (13 Apr 2006 to 28 Jun 2013)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF16 Significant Mgt (Desgntd Investment Business) (26 Nov 2004 to 31 Dec 2004)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF16 Significant Mgt (Desgntd Investment Business) (26 Nov 2004 to 31 Dec 2004)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF16 Significant Mgt (Desgntd Investment Business) (26 Nov 2004 to 31 Dec 2004)
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Recent activity

Updates to this individual's record on the FCA register.

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