Lowes Financial Management Limited

• Principal Place of Business

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

  Web

  https://www.lowes.co.uk

• Complaints Contact

  4500 Parkway

  Whiteley

  FAREHAM

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +441489663700

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicola Wrightson

  IRN NXW01288

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2020)
  • CF30 Customer (6 Aug 2015 to 8 Dec 2019)
• Nina Hughes

  IRN NLH01030

  • [FCA CF] Client dealing (1 Oct 2021 to 31 Dec 2022)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 31 Dec 2022)
• Peter Hamilton Collins

  IRN PHC00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Richard Peter Goymer

  IRN RPG00001

  • CF21 Investment Adviser (17 Oct 2002 to 30 Nov 2002)
• Robert Andrew Newton

  IRN RAN01034

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Oct 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (16 Jun 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 16 Jun 2003)
• Robert Cameron Quigley

  IRN RXQ00008

  • [FCA CF] Functions requiring qualifications (10 Dec 2021 to 1 Jul 2025)
  • [FCA CF] Client dealing (10 Dec 2021 to 1 Jul 2025)
• Robert Earl

  IRN RXE00089

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Aug 2021)
  • [FCA CF] Client dealing (since 26 Aug 2021)
• Rodney William Molyneux

  IRN RWM00007

  • CF30 Customer (1 Nov 2007 to 29 Jun 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Scott James Constable

  IRN SXC01221

  • [FCA CF] Functions requiring qualifications (10 Sep 2024 to 2 Dec 2025)
  • [FCA CF] Client dealing (10 Sep 2024 to 2 Dec 2025)
• Shamendra Gangesha Senarath-Yapa

  IRN SGS01076

  • [FCA CF] Client dealing (29 Jul 2024 to 2 Dec 2025)
  • [FCA CF] Functions requiring qualifications (29 Jul 2024 to 2 Dec 2025)

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