Nina Hughes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Poole Townsend Financial Services Ltd

    FRN 807084

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 May 2024)
    • [FCA CF] Client dealing (since 2 May 2024)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Functions requiring qualifications (19 Dec 2023 to 7 Mar 2024)
    • [FCA CF] Client dealing (19 Dec 2023 to 7 Mar 2024)
  • MACBETH, SCOTT & CO. LIFE & PENSION SERVICES LIMITED (no longer approved here)

    FRN 131459

    • [FCA CF] Client dealing (23 Jan 2023 to 24 Oct 2023)
    • [FCA CF] Functions requiring qualifications (23 Jan 2023 to 24 Oct 2023)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (1 Oct 2021 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 31 Dec 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (316)Employed By (24 Mar 2021 to 16 Aug 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Aug 2021)
    • CF30 Customer (24 Jun 2019 to 16 Aug 2021)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (128)Employed By (24 Jun 2019 to 16 Aug 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 May 2018 to 28 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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