Poole Townsend Financial Services Ltd

• Principal Place of Business

  69-75 Duke Street

  Barrow-in-Furness

  Cumbria

  LA14 1RP

  UNITED KINGDOM

  Phone

  +441229811811

  Web

  https://www.pooletownsend.co.uk

• Complaints Contact

  69-75 Duke Street

  Barrow-in-Furness

  Cumbria

  LA14 1RP

  UNITED KINGDOM

  Phone

  +441229811811

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Burrows

  IRN AXB04688

  • Director of firm who is not a certification employee or a SMF manager (since 18 Oct 2024)
• Bradley Pearce

  IRN BXP00348

  • Director of firm who is not a certification employee or a SMF manager (since 18 Oct 2024)
• Caroline Louise Pearce

  IRN CXP00114

  • [FCA CF] Functions requiring qualifications (24 Nov 2020 to 31 Mar 2025)
• Derek William Pearce

  IRN DWP01046

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (3 Sep 2018 to 30 Sep 2018)
  • CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
  • CF1 Director (3 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Joanne Armer

  IRN JXA00775

  • Director of firm who is not a certification employee or a SMF manager (since 18 Oct 2024)
• Joanne Charlotte Copeland

  IRN JXC00274

  • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2020)
• Linda Liness

  IRN LXL00049

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
• Marie Woodward

  IRN MXW01636

  • [FCA CF] Functions requiring qualifications (24 Nov 2020 to 30 Jul 2022)
  • [FCA CF] Client dealing (24 Nov 2020 to 30 Jul 2022)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Martin James Oates

  IRN MJO01085

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 18 Oct 2024)
  • CF1 Director (3 Sep 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Sep 2018 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (3 Sep 2018 to 18 Oct 2024)
• Michelle Proctor

  IRN MXP01017

  • Director of firm who is not a certification employee or a SMF manager (since 18 Oct 2024)

No changes recorded yet.