Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Financial Planning Limited (no longer approved here)

    FRN 722703

    • [FCA CF] Functions requiring qualifications (2 Jun 2025 to 25 Mar 2026)
    • [FCA CF] Client dealing (2 Jun 2025 to 25 Mar 2026)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (29 Jul 2024 to 2 Dec 2025)
    • [FCA CF] Functions requiring qualifications (29 Jul 2024 to 2 Dec 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (20 May 2024 to 11 Jun 2024)
    • CF1 Director (AR) (18 May 2024 to 11 Jun 2024)
    • CF30 Customer (18 May 2024 to 11 Jun 2024)
  • Sherpa Financial Limited (no longer approved here)

    FRN 1013113

    • (1)Employed By (18 May 2024 to 11 Jun 2024)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 14 Sep 2011)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (22 Mar 2006 to 24 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.