Nicola Wrightson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2021)
    • [FCA CF] Client dealing (since 11 Jan 2021)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2020)
    • CF30 Customer (6 Aug 2015 to 8 Dec 2019)
  • Three Counties Limited (no longer approved here)

    FRN 145005

    • Responsible for Insurance Mediation (20 Feb 2013 to 5 Jun 2015)
    • CF30 Customer (2 Jan 2013 to 5 Jun 2015)
    • CF1 Director (1 Jan 2013 to 5 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.