Scott James Constable

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 7 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Oct 2025)
    • CF1 Director (AR) (since 3 Oct 2025)
    • CF30 Customer (since 3 Oct 2025)
  • Seneca Financial Management Ltd

    FRN 1041801

    • (1)Employed By (since 3 Oct 2025)
  • Saltus Financial Planning Limited (no longer approved here)

    FRN 722703

    • [FCA CF] Client dealing (2 Jun 2025 to 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (2 Jun 2025 to 1 Aug 2025)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Functions requiring qualifications (10 Sep 2024 to 2 Dec 2025)
    • [FCA CF] Client dealing (10 Sep 2024 to 2 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.