Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Barnes

  IRN AXB00078

  • CF30 Customer (23 Sep 2009 to 23 Nov 2009)
• Andrew Baugh

  IRN AXB00080

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Oct 2023)
• Andrew Bernard Thompson

  IRN ABT00006

  • Responsible for Insurance Mediation (28 Apr 2020 to 30 Jun 2020)
  • CF1 Director (AR) (7 Feb 2020 to 30 Jun 2020)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
  • Responsible for Insurance Distribution (3 Oct 2019 to 30 Jun 2020)
  • CF1 Director (3 Oct 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (3 Oct 2019 to 30 Jun 2020)
• Andrew Bethell

  IRN AXB00131

  • CF30 Customer (17 Oct 2013 to 26 Apr 2014)
• Andrew Brian Riddle

  IRN ABR01032

  • CF30 Customer (31 Mar 2008 to 27 Jun 2008)
• Andrew Cale

  IRN ADC01171

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 12 Jun 2013)
• Andrew Campbell Rose

  IRN ACR01105

  • CF30 Customer (18 Oct 2017 to 30 Jun 2018)
• Andrew Chaplin

  IRN AXC01995

  • CF30 Customer (20 Dec 2013 to 10 Dec 2014)
• Andrew Charles Thomas

  IRN ACT00015

  • CF1 Director (AR) (21 Sep 2005 to 1 Nov 2005)
  • CF4 Partner (AR) (27 May 2003 to 6 Oct 2005)
  • CF21 Investment Adviser (27 May 2003 to 1 Nov 2005)
• Andrew Darling Robertson

  IRN AXR00049

  • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
  • CF7 Sole Trader (AR) (22 Nov 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• DB NO2 Limited (no longer appointed)

  FRN 606800 · Appointed 3 Sep 2013 · Until 20 Dec 2013

• WRB Capital Ltd (no longer appointed)

  FRN 604725 · Appointed 22 Jul 2013 · Until 30 Sep 2014

• Morgan Stone Independent Ltd (no longer appointed)

  FRN 426328 · Appointed 5 Jul 2013 · Until 20 Jun 2014

• Vita Financial Planning Ltd (no longer appointed)

  FRN 597852 · Appointed 22 Mar 2013 · Until 25 Jan 2021

• David John Folland (no longer appointed)

  FRN 200653 · Appointed 17 Jan 2013 · Until 17 Jan 2013

• Derek Jones (no longer appointed)

  FRN 232527 · Appointed 24 Dec 2012 · Until 31 Dec 2016

• Mike Smith IFA Ltd (no longer appointed)

  FRN 584336 · Appointed 6 Jul 2012 · Until 31 Dec 2013

• IMIC Limited (no longer appointed)

  FRN 528396 · Appointed 18 May 2012 · Until 31 Dec 2013

• Astute Wealth Planning Limited (no longer appointed)

  FRN 580102 · Appointed 24 Apr 2012 · Until 25 Jan 2021

• Charlton Financial Services Ltd (no longer appointed)

  FRN 469783 · Appointed 30 Mar 2012 · Until 3 Jun 2020

No changes recorded yet.