Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rupinder Bhamra
IRN RXB01591
- (2058)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
- (2057)CF30 Customer (10 Dec 2018 to 31 Jan 2022)
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Russell Anthony Davies
IRN RXD01299
- (1470)CF30 Customer (28 Dec 2011 to 31 Dec 2012)
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Russell Jennison Dent
IRN RJD00035
- (2326)CF30 Customer (1 Dec 2010 to 24 Sep 2011)
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Russell Paul Langstone
IRN RPL00002
- (492)CF30 Customer (1 Nov 2007 to 1 Oct 2012)
- (494)CF7 Sole Trader (AR) (5 Aug 2002 to 31 Jan 2007)
- (493)CF21 Investment Adviser (5 Aug 2002 to 31 Oct 2007)
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Russell Stanley Kitchen
IRN RSK00003
- (1860)CF21 Investment Adviser (29 Apr 2004 to 12 Jul 2004)
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Ruth Markland
IRN RXM01638
- (364)SMF9 Chair of the Governing Body (since 1 Sep 2023)
- (3509)SMF7 Group Entity Senior Manager (4 Feb 2021 to 31 Aug 2023)
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Ryan Mark Smith
IRN RMS00054
- (26)CF30 Customer (1 Nov 2007 to 11 Feb 2013)
- (27)CF21 Investment Adviser (11 Mar 2005 to 31 Oct 2007)
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Ryan Yule
IRN RJY01014
- (3155)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Dec 2023)
- (3154)CF30 Customer (5 Dec 2019 to 14 Dec 2023)
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STUART Arnold
IRN SXA00014
- (2906)CF21 Investment Adviser (17 Dec 2004 to 6 Sep 2005)
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Sahira Karolia
IRN SXK00130
- (2682)[FCA CF] Manager of certification employee (1 Sep 2020 to 3 Jan 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Octavian Partnership (SM Financial Services) (no longer appointed)
FRN 467345 · Appointed 1 May 2007 · Until 31 Dec 2008
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Apex CB Financial Planning Ltd (no longer appointed)
FRN 466169 · Appointed 3 Apr 2007 · Until 31 Dec 2009
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David Farrar Associates (no longer appointed)
FRN 225333 · Appointed 26 Feb 2007 · Until 31 Aug 2008
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Abacus Asset Investment Limited (no longer appointed)
FRN 206209 · Appointed 23 Jan 2007 · Until 31 Aug 2008
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Eldercare Solutions Ltd (no longer appointed)
FRN 462575 · Appointed 16 Jan 2007 · Until 22 Nov 2013
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (347)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (346)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (345)Appointed representative dealing with clients for which they require qualification
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controlled function added: (344)CF30 Customer
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controlled function added: (343)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (342)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (341)Appointed representative dealing with clients for which they require qualification
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controlled function added: (340)CF30 Customer
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controlled function added: (339)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (338)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)