Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (11 Jan 2013 to 9 May 2014)
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- CF30 Customer (1 Nov 2007 to 11 Feb 2013)
- CF21 Investment Adviser (11 Mar 2005 to 31 Oct 2007)
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- (144)Employed By (11 Mar 2005 to 11 Feb 2013)
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- CF21 Investment Adviser (10 Dec 2003 to 4 Mar 2004)
- CF22 Investment Adviser (Trainee) (30 Apr 2003 to 10 Dec 2003)
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- CF21 Investment Adviser (10 Dec 2003 to 4 Mar 2004)
- CF22 Investment Adviser (Trainee) (30 Apr 2003 to 10 Dec 2003)
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- Employed By (30 Apr 2003 to 4 Mar 2004)
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- CF21 Investment Adviser (11 Nov 2002 to 12 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.