Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2021)
- CF30 Customer (16 Jun 2015 to 1 Apr 2021)
- CF4 Partner (AR) (16 Jun 2015 to 1 Apr 2021)
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- CF30 Customer (1 Nov 2007 to 9 Mar 2012)
- CF24 Pension Transfer Specialist (30 Nov 2004 to 31 Oct 2007)
- CF21 Investment Adviser (11 Jun 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Apr 2004 to 12 Jul 2004)
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- (30)Employed By (29 Apr 2004 to 12 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.