Ryan Yule

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yule Financial Services Ltd

    FRN 1013370

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • SMF3 Executive Director (since 2 Sep 2024)
    • Responsible for Insurance Distribution (since 2 Sep 2024)
    • SMF16 Compliance Oversight (since 2 Sep 2024)
  • Fairstone Financial Management Limited

    FRN 475973

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Dec 2023)
    • CF30 Customer (5 Dec 2019 to 14 Dec 2023)
  • PHIL ANDERSON FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 631218

    • CF30 Customer (2 Feb 2015 to 28 Nov 2019)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 1 May 2012)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Aug 2004 to 26 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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