Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard David Huw Watkins

    IRN RXW00016

    • (2038)CF21 Investment Adviser (30 Nov 2005 to 20 Feb 2007)
  • Richard Davis Clarke

    IRN RDC00020

    • (2060)CF30 Customer (22 Nov 2016 to 5 Apr 2019)
    • (2062)CF4 Partner (AR) (13 Dec 2002 to 21 Nov 2016)
    • (2061)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Richard Edward Cook

    IRN REC00004

    • (2259)CF21 Investment Adviser (1 Nov 2005 to 21 Nov 2005)
    • (2260)CF1 Director (AR) (1 Nov 2005 to 21 Nov 2005)
  • Richard Egger

    IRN RXE00002

    • (1203)CF7 Sole Trader (AR) (1 Dec 2001 to 19 Dec 2002)
  • Richard Eling

    IRN RJE01127

    • (3400)[FCA CF] Significant management (1 Sep 2020 to 10 Jul 2023)
  • Richard Frederick Leonard

    IRN RFL00002

    • (2941)CF21 Investment Adviser (5 Sep 2002 to 1 Oct 2003)
    • (2942)CF1 Director (AR) (5 Sep 2002 to 1 Oct 2003)
  • Richard Garth Travers

    IRN RGT00034

    • (2033)CF21 Investment Adviser (4 Apr 2003 to 31 Dec 2005)
  • Richard James Gulston

    IRN RXG00389

    • (54)[FCA CF] Manager of certification employee (since 3 Nov 2022)
  • Richard James Jones

    IRN RJJ01033

    • (3490)CF24 Pension Transfer Specialist (10 May 2002 to 25 Jun 2004)
  • Richard Jamroz

    IRN RAJ00015

    • (342)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (343)4. Giving personal recommendations on retail investment products which are not broker funds
    • (345)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (344)CF30 Customer (since 10 Dec 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (268)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (267)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (266)7. Giving personal recommendations on long-term care insurance contracts

  4. controlled function added: (265)CF1 Director (AR)

  5. controlled function added: (264)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (263)CF30 Customer

  7. controlled function added: (262)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (261)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (260)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (259)CF30 Customer

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