Richard Frederick Leonard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoyl Independent Advisers Ltd

    FRN 433927

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (14 Aug 2006 to 31 Oct 2007)
  • MacRobins Ltd

    FRN 454247

    • (3)Employed By (since 14 Aug 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (6 Mar 2006 to 8 Aug 2006)
  • BBB City Plc (no longer approved here)

    FRN 161764

    • Employed By (12 Apr 2005 to 14 Aug 2006)
  • Aqua Financial Solutions Ltd (no longer approved here)

    FRN 195124

    • Employed By (21 Jul 2003 to 30 Apr 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (5 Sep 2002 to 1 Oct 2003)
    • CF21 Investment Adviser (5 Sep 2002 to 1 Oct 2003)
  • Lighthouse IFA (Capital) Ltd (no longer approved here)

    FRN 217705

    • (3)Employed By (5 Sep 2002 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.