Richard Edward Cook

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GB & Partners Limited

    FRN 711327

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2021)
  • CSM Financial Limited

    FRN 734820

    • Employed By (since 25 Sep 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 17 Nov 2011)
    • CF21 Investment Adviser (28 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2005 to 28 Mar 2006)
    • CF4 Partner (AR) (22 Nov 2005 to 28 Apr 2008)
  • Lighthouse (North East) Ltd (no longer approved here)

    FRN 214084

    • (2)Employed By (10 Oct 2002 to 21 Nov 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (24 Jul 2002 to 10 Oct 2002)
    • CF21 Investment Adviser (24 Jul 2002 to 10 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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