GB & Partners Limited

• Principal Place of Business

  14 North Park Road

  Harrogate

  North Yorkshire

  HG1 5PG

  UNITED KINGDOM

  Phone

  +4401423790905

• Complaints Contact

  14 North Park Road

  Harrogate

  North Yorkshire

  HG1 5PG

  UNITED KINGDOM

  Phone

  +4401423790905

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Callum Gary Bowmer

  IRN CXB00483

  • [FCA CF] Client dealing (19 Aug 2022 to 1 Jun 2023)
  • [FCA CF] Functions requiring qualifications (23 Jul 2021 to 1 Jun 2023)
• Christopher James Leslie Doran

  IRN CJD00002

  • SMF3 Executive Director (5 Oct 2022 to 16 Jan 2026)
  • Responsible for Insurance Distribution (5 Oct 2022 to 2 Nov 2022)
  • SMF16 Compliance Oversight (5 Oct 2022 to 16 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2022 to 16 Jan 2026)
• Gary Bowmer

  IRN GXB00021

  • [FCA CF] Client dealing (30 Mar 2021 to 14 Sep 2022)
  • [FCA CF] Functions requiring qualifications (30 Mar 2021 to 14 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 6 Oct 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Oct 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 6 Oct 2022)
  • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
  • CF1 Director (1 Feb 2016 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Feb 2016 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
• Jillian Brenda Deadman

  IRN JXD02145

  • CF1 Director (1 Feb 2016 to 28 Feb 2017)
• Jodie Maria Clarke

  IRN JXC01349

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2025)
  • CF30 Customer (since 14 Mar 2025)
  • [FCA CF] Client dealing (since 16 Sep 2024)
• John Michael Cook

  IRN JXC00703

  • CF1 Director (AR) (since 29 Sep 2021)
• Nicholas David Ward

  IRN NXW00238

  • Responsible for Insurance Distribution (since 8 Dec 2023)
  • SMF3 (AR) Executive Director function (since 8 Dec 2023)
  • CF1 Director (AR) (since 29 Sep 2022)
• Richard Edward Cook

  IRN REC00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Dec 2021)
  • [FCA CF] Functions requiring qualifications (since 23 Jul 2021)
• Robin Malcum Smith

  IRN RXS91569

  • SMF3 Executive Director (20 May 2021 to 26 Jan 2024)
  • Responsible for Insurance Distribution (20 May 2021 to 26 Jan 2024)
• Stuart Richard Whale

  IRN SXW00141

  • [FCA CF] Client dealing (since 28 Feb 2024)

• CSM Financial Limited

  FRN 734820 · Appointed 23 Jul 2021

• GB Financial Limited

  FRN 955404 · Appointed 23 Jul 2021

No changes recorded yet.