Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2025)
    • CF30 Customer (since 14 Mar 2025)
    • [FCA CF] Client dealing (since 16 Sep 2024)
    • Employed By (since 14 Mar 2025)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (81)CF30 Customer (11 Mar 2024 to 29 Apr 2024)
  • TAG Financial Planning Limited (no longer approved here)

    FRN 827617

    • (14)Employed By (11 Mar 2024 to 29 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (81)CF30 Customer at Navigator Financial Planning Limited