Christopher James Leslie Doran

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verus Financial Services Limited

    FRN 765214

    • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • 22. Designing scripted questions for execution-only sales of equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Mar 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Mar 2017 to 8 Dec 2019)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2017 to 8 Dec 2019)
    • CF28 Systems and controls (1 Mar 2017 to 8 Dec 2019)
    • CF29 Significant management (1 Mar 2017 to 8 Dec 2019)
    • CF3 Chief Executive (1 Mar 2017 to 8 Dec 2019)
  • GB & Partners Limited (no longer approved here)

    FRN 711327

    • Responsible for Insurance Distribution (5 Oct 2022 to 2 Nov 2022)
    • SMF3 Executive Director (5 Oct 2022 to 16 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Oct 2022 to 16 Jan 2026)
    • SMF16 Compliance Oversight (5 Oct 2022 to 16 Jan 2026)

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Updates to this individual's record on the FCA register.

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