Verus Financial Services Limited

• Principal Place of Business

  167-169 Great Portland Street Fifth Floor

  London

  W1W 5PF

  UNITED KINGDOM

  Phone

  +4408450534847

  Web

  https://www.verusfinancialservices.co.uk

• Complaints Contact

  Verus House

  Meadowside

  Great Bookham

  Leatherhead

  Surrey

  KT23 3LG

  UNITED KINGDOM

  Phone

  +441372459955

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Christopher James Cohen

  IRN CJC01293

  • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 7 Dec 2022)
• Christopher James Leslie Doran

  IRN CJD00002

  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
  • 22. Designing scripted questions for execution-only sales of equity release transactions
  • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • CF3 Chief Executive (1 Mar 2017 to 8 Dec 2019)
  • CF29 Significant management (1 Mar 2017 to 8 Dec 2019)
  • CF28 Systems and controls (1 Mar 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Mar 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Mar 2017 to 30 Sep 2018)
  • CF1 Director (1 Mar 2017 to 8 Dec 2019)
• Derek Dixon

  IRN DXD01787

  • [FCA CF] Client dealing (6 Mar 2023 to 22 Jul 2024)
  • [FCA CF] Functions requiring qualifications (6 Mar 2023 to 22 Jul 2024)
• Lola Chi Rosanna Latham

  IRN LXL00188

  • [FCA CF] Functions requiring qualifications (10 Apr 2022 to 1 Dec 2022)
• Mark Sutherland

  IRN MXS00041

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Mar 2023)
  • [FCA CF] Client dealing (since 15 Mar 2023)
• Matthew Allan Richardson

  IRN MXR02738

  • [FCA CF] Functions requiring qualifications (28 Jul 2023 to 8 Jul 2024)
  • [FCA CF] Client dealing (28 Jul 2023 to 8 Jul 2024)

No changes recorded yet.