Mark Sutherland

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verus Financial Services Limited

    FRN 765214

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Mar 2023)
    • [FCA CF] Client dealing (since 15 Mar 2023)
  • Finsgate LLP (no longer approved here)

    FRN 522649

    • [FCA CF] Client dealing (9 May 2024 to 28 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 May 2024 to 28 Feb 2026)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2022)
    • CF30 Customer (13 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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