Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GB & Partners Limited (no longer approved here)

    FRN 711327

    • [FCA CF] Functions requiring qualifications (30 Mar 2021 to 14 Sep 2022)
    • [FCA CF] Client dealing (30 Mar 2021 to 14 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Oct 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Oct 2022)
    • Responsible for Insurance Mediation (1 Feb 2016 to 30 Sep 2018)
    • CF1 Director (1 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.