Richard James Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vision Independent Financial Planning Ltd (no longer approved here)
FRN 487395
- SMF16 Compliance Oversight (9 Dec 2019 to 2 Jan 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 2 Jan 2026)
- Responsibility for MCD Intermediation (21 Mar 2016 to 31 Mar 2023)
- Responsible for Insurance Mediation (1 Jan 2013 to 30 Sep 2018)
- CF29 Significant management (1 Nov 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Nov 2012 to 8 Dec 2019)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF24 Pension Transfer Specialist (10 May 2002 to 25 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.