Richard Garth Travers

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Struan Financial Management Limited (no longer approved here)

    FRN 435492

    • [FCA CF] Functions requiring qualifications (5 Nov 2020 to 3 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (5 Nov 2020 to 3 Nov 2021)
    • [FCA CF] Client dealing (5 Nov 2020 to 3 Nov 2021)
    • CF30 Customer (8 Mar 2011 to 26 Nov 2021)
    • CF1 Director (21 Feb 2007 to 31 Aug 2009)
    • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (4 Apr 2003 to 31 Dec 2005)
  • C & M Financial Services Limited (no longer approved here)

    FRN 200727

    • Employed By (4 Apr 2003 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.