Struan Financial Management Limited

• Principal Place of Business

  6 Struan Gardens

  Ashley Heath

  Ringwood

  BH24 2EQ

  UNITED KINGDOM

  Phone

  +4401425483266

  Web

  https://www.struanfm.co.uk

• Complaints Contact

  6 Struan Gardens

  Ashley Heath

  Ringwood

  BH24 2EQ

  UNITED KINGDOM

  Phone

  +4401425483266

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Deborah Anne Rogers

  IRN DAR00073

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
  • [FCA CF] Client dealing (since 5 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Mar 2014 to 8 Dec 2019)
  • CF30 Customer (19 Dec 2011 to 8 Dec 2019)
• Mark Hayball

  IRN MXH00116

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF30 Customer (since 13 May 2021)
  • [FCA CF] Client dealing (since 12 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
  • Appointed representative dealing with clients for which they require qualification (since 12 Apr 2021)
• Nicholas Delaforce Musselwhite

  IRN NDM00014

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (10 Oct 2005 to 25 Feb 2008)
  • CF10 Compliance Oversight (10 Oct 2005 to 8 Dec 2019)
  • CF1 Director (10 Oct 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Oct 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (10 Oct 2005 to 30 Sep 2018)
• Richard Garth Travers

  IRN RGT00034

  • [FCA CF] Client dealing (5 Nov 2020 to 3 Nov 2021)
  • Appointed representative dealing with clients for which they require qualification (5 Nov 2020 to 3 Nov 2021)
  • [FCA CF] Functions requiring qualifications (5 Nov 2020 to 3 Nov 2021)
  • CF30 Customer (8 Mar 2011 to 26 Nov 2021)
  • CF1 Director (21 Feb 2007 to 31 Aug 2009)
  • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
• Strephon Davidson Swemmer

  IRN SXS05452

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2025)
  • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2025)
  • CF30 Customer (since 8 Jan 2025)
  • CF1 Director (AR) (since 8 Jan 2025)

• Stonehaven Wealth Management Ltd

  FRN 1023073 · Appointed 8 Jan 2025

• Mark Hayball

  FRN 948733 · Appointed 9 Apr 2021

• Richard Garth Travers (no longer appointed)

  FRN 538590 · Appointed 1 Jan 2011 · Until 16 Dec 2021

No changes recorded yet.