Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Struan Financial Management Limited
FRN 435492
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 13 May 2021)
- [FCA CF] Client dealing (since 12 Apr 2021)
- [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
- Appointed representative dealing with clients for which they require qualification (since 12 Apr 2021)
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Mark Hayball
FRN 948733
- (1)Employed By (since 13 May 2021)
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- CF30 Customer (1 Oct 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2015)
- CF7 Sole Trader (AR) (10 Mar 2003 to 31 Jan 2007)
- CF21 Investment Adviser (10 Mar 2003 to 31 Oct 2007)
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- Employed By (10 Mar 2003 to 31 Dec 2015)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.